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Barbara Smith v. State of Illinois

42 Ill. Ct. Cl. 5 Illinois Court of Claims Filed 1989-10-11 No. 78-CC-1392
Disposition: (No. 78-CC-1392-Claim denied.) Agency: Singer Center (Department of Mental Health)
Cite as: Barbara Smith v. State of Illinois, 42 Ill. Ct. Cl. 5 (1989)
General Court of Claims 42 denied 1980s Barbara Smith v. State of Illinois 42 Ill. Ct. Cl. 5 1989-10-11 (No. 78-CC-1392-Claim denied.) /opinions/v42-p0093-1/

BARBARA SMITH, Claimant, v. THE STATE OF ILLINOIS, Respondent.

Case summary

Claimant sought damages for the wrongful death of James Smith, who suffered a fatal heart attack while being subdued by security guards at a state-operated mental health facility. The court denied the claim, finding the guards' actions were reasonable and in line with departmental policy.

Claim type: Wrongful Death

AI-generated summary from the opinion text — may contain errors. The opinion text and PDF above are the official record.

Headnotes

  1. H OSPITALS AND INSTITUTIONS-Security Officers’ responsibilities. The responsibilities of the security officers of the Department of Mental Health include the safety and protection of the Department’s patients, the quelling of disturbances and the stopping of trespassers or undesirable visitors.
  2. SAME-decedent suffered fatal heart attack when subdued by security officers while reporting to mental health facility-officers’ actions reasonable-claim denied. Where the Claimant’s decedent suffered a fatal heart attack when he was subdued by the security officers at a State mental health facility while he was reporting to the facility pursuant to his psychiatrist’s referral, the Court of Claims denied any relief, since the actions of the security officers were reasonable, and in line with the standards and policy of the Department of Mental Health with regard to the protection of other employees and patients from physical harm,’ especially in view of the decedent’s large size.

This claim arises from an incident ‘onSeptember 13, 1976. On that date, the decedent, James Smith, visited his psychiatrist at the Sinisippi Medical Center and was then referred to the Singer Center. Decedent was driven by his brother-in-law to the Singer Center which is operated by the State of Illinois. Upon arrival at the facility, instead of going to the administration building to be admitted, he directed his brother-in-law to take him to a building where he had been housed in the adult mental health unit during a prior stay at Singer.

However, since his discharge, that building was turned into an alcoholic treatment center.

Enroute to Singer decedent claimed he was Jesus Christ. At Singer, he saw a man with long hair and called him a “hippy” and asked another whether he was a “Mexican” or “Negro.” Upon entering the alcohol treatment center, he picked up a chair, tipped over a table where two men were playing checkers, knocked a radio from a patient’s hand, and knocked a carton of milk off a tray that was being carried by an old man.

Two security guards responded to a call from a nurse in the center. Upon arriving on the scene they attempted to subdue the decedent. Decedent swiped at the badge of one of the security guards with sufficient force to remove it from the guards shirt. The security officers then requested the help of two employees who also joined in to assist in subduing decedent. Decedent weighed approximately 300 pounds and stood 6’3’’ tall.

He was taken down to the floor and handcuffed and in the ensuing struggle, suffered a heart attack. When it [*7] was noted that he was no longer breathing, he was given CPR and oxygen, and taken by ambulance to Rockford Memorial Hospital where he was pronounced dead on arrival. The coroner’s report indicated that he died of cardiac arrhythmia due to coronary arterial sclerosis. His obesity and previous condition were additional causes.

The case proceeded to trial on April 2, 1985.

Evidence consisted of stipulations by the parties, witness testimony, expert testimony and deposition transcripts.

Claimant and Respondent each filed briefs in support of their respective positions and oral arguments were heard on July 18, 1989.

At the time of the incident the decedent was not a patient of Singer Center. The nurses, security guards and other Singer facility employees owed a duty to the patients of the Singer facility, that is, to be secure in their life and person while confined under State authority.

The actions of the security officers were reasonable and in line with the Department of Mental Health’s safety protection policy and procedure manual. The Department’s manual states that the responsibilities of its security officers, such as Sergeant McHugh and Ashcraft, include the safety and protection of patients and the quelling of disturbances (policy and procedure manual, section IV, page 5, paragraphs D.l, D.6), as well as the stopping of trespassers or undesirable visitors (manual, section 111, page 2, paragraph A). The evidence in the instant case does not establish that the actions of the security officers were contrary to the standards and policy of the Department of Mental Health. Decedent’s size and controllability dictated that the measures taken by the security officers and other employees of the center were taken to subdue decedent in order to protect other employees and patients from physical harm.

[*8] While there is undeniable sympathy for the family of the decedent, the force used washot excessive in this case. Accordingly, the claim is denied.

(No>.78-CC-1457,78-CC-1458 cons.-Claimant in No. 78-CC-1457 awarded $100,000.00; Claimant in No 78-CC-1458 awarded $12,500.00.)

JAMES C. SIEFERT, Administrator of the Estate of Donna Jean Siefert, deceased, and BEVERLY BEAVERS, Claimants, v. THE STATE OF ILLINOIS, Respondent.

Opinion filed January 26,1989.

Orders on motions for attorney fees filed November 14,1989.

ZIMMERLY, GADAU, SELIN & OTTO, for Claimants.

NEIL F. HARTIGAN, Attorney General (C LAIRE GIBSON, Assistant Attorney General, of counsel), for Respondent.

HIGHWAYS-shoulders-duty to maintain. The State has a duty to maintain the shoulder of its highways in a manner reasonably safe for its intended purposes, but the standard of care is higher for a highway than the shoulder, since the reasonably intended use of the highway requires a greater level of care than the shoulder.

COMPARATIVE NEGLIGEN~-ContribUtory negligence no longer complete bar to recovery. Contributory negligence is no longer a complete bar to recovery, but the Court of Claims must and will consider the comparative fault of the Claimants if liability is found to exist.

HIGHWAYS-defective shoulder-when award may be granted. If the facts show that the State caused a dangerous condition by neglecting to maintain the shoulders of a highway after having actual or constructive notice of the defect requiring maintenance, it is reasonably foreseeable that an injury may result, and if that condition is the proximate cause of an injury there is sufficient evidence to establish liability, but any damages would be subject to reduction based on the Claimant’s contributory negligence or comparative fault.

SAME-VehiCkS may be assumed to leave highway. It is reasonable to assume that vehicles will leave the highway from time to time, and therefore the State is required to maintain shoulders so that the shoulder condition [*9] itself will not cause foreseeable injury to those automobiles or their passengers which leave the highway.

SAME-defectiue shoulder-fatal crash-Claimants granted awards.

The head-on collision which resulted in the death of the driver of one vehicle and the serious injury of a passenger in the other vehicle was the result of the defective condition of the highway shoulder at the scene of the crash and the State was liable, since the State had notice of the shoulder’s condition, there was no evidence the decedent’s vehicle was traveling at an excessive speed while partially on the highway and partially on the shoulder, or that she was attempting to return to the highway just before the accident occurred, but there was expert testimony that the shoulder area did cause her to come back onto the highway.

DAMACES-COmparfZtiUe negligence factors must be applied to total damages. In reaching an award, comparative negligence factors must be applied to the total amount of damages first, and after that figure is established, the statutory maximum, if applicable, will be applied.

SAME-defective highway shoulder-fatal accident-maximum award to decedent’s estate. Where the decedent was killed in an automobile accident caused by a defective highway shoulder, the decedent’s estate was entitled to a substantial award based on the decedent’s age, health, habits of work and her children, but that amount was reduced by the fact that she was 50%negligent, and it was further reduced to the statutory maximum, since the result exceeded that maximum.

SAME-defective highway shoulder-personal injuries-award reduced by insurance settlement. The passenger who was injured in a head-on collision caused by a defective highway shoulder was granted an award of $25,000 based on her hospital bills, physician’s bills, and the medical testimony of her physician, but that award was reduced by the $12,500 she received under an earlier settlement with the other driver’s insurance company.

SAME-reduction due to set-off from other source will be deducted from statutory maximum. Any reduction of an award due to a set-off or recovery from another source will be deducted from the statutory maximum award prior to making a final award.

ATTORNEY FEES-consent to fees in addition to statutory amount. Based on the Claimant’s affidavits consenting to attorney fees in addition to the statutory amount, the Claimant’s attorney was awarded fees in the sum of 40%of the awards, and in addition the attorney was allowed reimbursement for the reasonable and necessary expenses advanced in the prosecution of the case.

OPINION

PATCHETT, J. These two cases are consolidated for purposes of [*10] this opinion. The claims arose out of an accident which occurred September 27,1976. As a result of the accident, which was a head-on collision between an automobile driven by Donna Jean Siefert and an automobile in which Beverly Beavers was a passenger, Donna Jean Siefert lost her life. Beverly Beavers was seriously injured in the accident.

There is not a great deal of dispute regarding the facts of this accident. The accident occurred on Lynch Road, a road maintained by the State of Illinois in Vermilion County, just outside of ,Danville, Illinois.

Lynch Road is a north-south rural road adjacent to the Wyman-Gordon plant in Vermilion County. The road, at the site of the accident, ran in a north-south direction, is concrete, and approximately 12 feet wide for approximately 300 feet north of the entrance to the plant. At that point Lynch Road has a curve to the west, after which Lynch Road runs generally east and west.

The automobile driven by Mrs. Siefert was traveling in a northerly direction on Lynch Road at about 3:15 in the afternoon. Mrs. Siefert’s vehicle left the highway approximately 15 feet north of the entrance to the plant. At that point, the shoulder of the road on the east side of the road was extremely rough and contained many ruts and holes. After traveling approximately 220 feet, partially on the shoulder and partially on the highway, the car veered out of the ruts across the highway and struck another vehicle in which Mrs.

Beavers was a passenger.

There was some dispute about the nature and extent of the ruts and holes on the shoulder; however, it was undisputed that the shoulder was in a general state of poor repair. Much of the testimony at the hearing held in this case before the Commissioner of this Court [*11] concerned the nature and extent of the deterioration of the shoulder of Lynch Road. We need not dwell on it more here except to state that it is a factual finding of this Court that the shoulder in question was unreasonably dangerous and not maintained in a reasonably safe manner. Even the Respondent’s witness, David Trowbridge, who is a maintenance field technician for the State of Illinois, referred to the scene of the accident as a “real bad area.”

It also clearly appears that the State had notice that this defective shoulder existed. A Vermilion County deputy sheriff testified that he had received a letter from the Paris office of the Illinois Department of Transportation advising that if they found’ any further road conditions of that type, they should notify the Paris office. Although the Respondent objects that the letter was not produced at trial and it was probably hearsay evidence, no objection was made at the hearing as to its admission. In addition, the Court feels that the State had constructive notice of the defect because of the length of time it existed. This was established by uncontradicted evidence at the trial of this matter.

The first issue is, therefore, whether the State had a duty to maintain the shoulder in a reasonably safe manner. Assuming, as we have already found, that the State had notice of the defect, and that the shoulder was actually defective or not reasonably maintained, is the State liable as a matter of law?

Most of the cases involving highway shoulders which have been decided by this Court up until now have held for the Respondent. Only in the case of Welch v . State (1966), 25 Ill. Ct. C1.270, was there a finding for the Claimant. That case involved an extremely hazardous condition existing on the shoulder of the road. It also [*12] involved a truck which evidently was intentionally attempting to pull onto the shoulder of the road to avoid an accident. This is clearly the purpose for which shoulders are designed. That decision also used the definition of highway as found in the Illinois Highway Code (Ill. Rev. Stat., ch. 121, par. 2-202) and required the State to use “reasonable care” in maintaining the shoulder of the highway. Throughout the series of cases previously decided by the Court of Claims on this issue, the issue of contributory negligence was often a factor.

Obviously, in this era of comparative fault, contributory negligence is no longer a complete bar to recovery.

However, this Court must and will consider the comparative fault of the Claimants, if liability is found to exist. The Court may ignore some of the results of previous decisions which were decided on the ground of contributory negligence of the Claimant being a complete bar to recovery.

In a case decided just before the Welch opinion, Lee v . State (19M),25 Ill. Ct. C1.29, the claim was denied. In that case, the alleged defect was minimal, consisting of a three- to four-inch difference in the level of the pavement and the level of the shoulder. In addition, the Court used the definition of highways found in Ill. Rev.

Stat., ch. 95?d, par. 109. The Court cited the case of Somer v . State (1952), 21 Ill. Ct. C1. 259, in which the Court held that the Respondent did not have a duty to maintain the shoulders of its highways in a manner that would insure the safety of vehicles turning off onto the shoulder, and then attempting to return to the roadway while traveling at the same speed. Furthermore, the Court found that the contributory negligence of Somer was a bar to recovery. The Court does not feel that the decision in Lee is inconsistent with either the decision in Welch, or the decision in this case. Here the uncontra[*13]dicted evidence established that the shoulder of the highway was in extremely bad repair, and the alleged defect consisted of more than a difference in the level of the road and the shoulder. In addition, this Court does not feel that it is important which statutory definition of highway is used. It is clear that the Respondent is required to maintain the highway and the shoulder in a manner reasonably safe for its intended purposes. Obviously, the standard of care is higher for the highway than the shoulder, since the reasonably intended use of the highway requires a greater level of care than the shoulder.

In the case of Alsup v . State (1976), 31 Ill. Ct. C1. 315, the claim was again denied. However, in that case there was an eyewitness who testified that the driver did not attempt to slow down after leaving the roadway, and that the defect complained of was a four- to six-inch drop off between the level of the highway and that of the asphalt shoulder. In addition, there was some factual dispute in that case as to the actual difference in the level of the highway and the shoulder. We feel that this case can be distinguished on the basis of eyewitness testimony which established that the Claimant in that case did not attempt to slow down prior to returning to the roadway. In addition, the defects alleged in Alsup were much more minimal than those in the case at hand.

In the case of Hill v . State (1978), 32 Ill. Ct. C1.482, the claim was denied because the Claimant became involved in the area between the paved shoulder and the unpaved shoulder, which included a six-inch drop off.

Again, the simple difference in the levels of the roadway and the shoulder has not been held to be negligent maintenance by the State. Moreover, the Claimant in [*14]

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that case had come to a complete stop, and attempted several times to drive from the unpaved shoulder area back onto the highway. Considering the weather conditions at the time, which included heavy snow and ice, the Court felt that the Claimant was guilty of contributory negligence. At the time, that was a complete bar to recovery. In addition, it seems that the defect in the roadway complained of was simply minimal in nature.

In the case of Howard v . State (1979),32 Ill. Ct. C1. 435, Judge Holderman gave a rather complete history and analysis of claims involving alleged defective shoulders. The Court did an extensive analysis as to whether or not the injury involved in these cases was reasonably foreseeable. We hold that this type of accident, with resulting injuries, is reasonably foreseeable as a result of negligent maintenance of highway shoulders. We do not modify or overrule many previous decisions which hold that the State is not an insurer of each motorist’s safety on the highways. While the Howard case held that the other driver’s negligence was the sole proximate cause of the injuries in that case, it discussed whether the State’s maintenance had caused a dangerous condition. We hold that if the facts in a case show that the State has caused a dangerous condition by neglecting to maintain the shoulders of the highway, after having had actual or constructive notice of the defect requiring such maintenance, it is reasonably foreseeable that an injury may result therefrom. If that dangerous condition of the shoulder is a proximate cause of an injury, that is sufficient to establish liability.

Damages would then of course be reduced by the Claimant’s contributory negligence or comparative fault.

[*15] In the case of Berry v . State (1968), 26 Ill. Ct. C1. 377, the Court denied the claim because the Claimant was driving his tractor along the shoulder of the highway rather than on the highway itself. The case was clearly decided on the contributory negligence of the Claimant, which at that time was a complete bar to recovery.

However, in denying the claim, the Court cited with approval the case of McNaughton v. State, 9 App. Div. 2d 990, 194 N.Y. State 2d 873, in which the New York Court held that the State was to maintain the shoulder of the road in a reasonably safe condition. The Court pointed out that the shoulder was not intended for travel or use when there is nothing to interfere with travel on the paved highway. There are no facts present here which suggest that Mrs. Siefert was deliberately driving on the shoulder. We hold that it is reasonable to assume that vehicles will leave the paved surface of the highway from time to time. The Respondent must maintain the shoulder of the road in a reasonably safe condition, so that the shoulder condition itself will not cause foreseeable injury' to those automobiles or their passengers which leave the highway.

In the case at hand, the condition of the shoulder was significantly bad. It appears that the State had notice of the condition. Further, there was no evidence of excessive speed on the part of the Claimant, or any evidence to show that the Claimant was attempting to return to the highway just before the accident occurred.

There was an expert witness who was entitled to express an opinion under the supreme court's ruling in Wilson 0.

Clark (1981), 84 111.2d 186, 417 N.E.2d 1322, and who testified that the shoulder area did cause her to come back onto the highway.

For the foregoing reasons, we find that liability [*16] exists on the part of the Respondent, and the Claimants are entitled to recovery.

Not much evidence was presented at the oral argument as to damages. We will undertake the claim of Mrs. Siefert first. We believe that Mrs. Siefert, mother of two and employed at the time of her death, is entitled to a substantial amount of damages. However, we also believe that Mrs. Siefert, from the facts presented at the hearing on this case, was guilty of contributory negligence. In the case of Peterson v. State (1984), 37 Ill.

Ct. C1. 104, this Court considered the effect of comparative fault on an award in the Court of Claims. In that case, the total damages suffered by the Claimant were $500,000. The deceased was found to be 60% negligent, thereby establishing the damages at $200,000.

That left him the right to a maximum award of $100,000.

In other words, the Court has decided that comparative negligence factors would be applied to the total amount of damages. After that figure has been established, the statutory maximum, if applicable, will apply. Of course, the other change in law since the time that the Peterson case was decided is that there now would be no recovery in the case where the Claimant was more than 50% negligent. However, we have established in the present case a comparative negligence figure of 50%.

There was some testimony in the present case of Donna Siefert’s life expectancy, her dependents, and her salary. There was no testimony from an economist to clearly establish the present cash value of decedent’s lost earnings. However, considering the factors that were present such as her age, health, habits of work and her dependents, we find the total damage in this case to be $400,000. Since we found her to be 50%negligent, we [*17] would reduce that award to $200,000. We must then apply the statutory maximum of $100,000. For the foregoing reasons, we award James Siefert, administrator of the estate of Donna Siefert, the sum of $100,000.

Mrs. Beavers was not guilty of any contributory negligence. However, the facts presented as to her damages indicate that her award should be substantially less than that of Mrs. Siefert. Considering her hospital bills, doctor bills, and the medical testimony of her physician, we feel that she should be awarded a total award of twenty five thousand dollars ($25,000.00).

Since she received $12,500 under an earlier settlement with the insurance company of Mrs. Siefert, we will reduce our award by that figure and award her a net amount of twelve thousand five hundred dollars ($12,500.00).

We have consistently held, unlike the deduction of comparative fault, that any reduction to an award due to set-off or recovery from another source will be deducted from the statutory maximum award prior to making an award. That is the reason for the reduction in the total damages of Mrs. Beavers, which were $25,000, by the sum of $12,500. We therefore award Beverly Beavers the sum of $12,500.

ORDER ON MOTION FOR ATTORNEY FEES

PATCHETT, J. Now on this 14 day of November 1989, the same being one of the regular judicial days of the Illinois Court of Claims, this cause coming on to be heard on the verified motion for attorney fees (in Siefert) of John Gadau, for this Court’s approval of a fee of 40%,said motion supported by affidavit in consent to attorney [*18]

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fees in addition to statutory amount by the Claimant, James C. Siefert, administrator of the estate of Donna Jean Siefert, deceased, and by Kendra Sue Siefert, having reached her majority, and waiver of notice of hearing of James C. Siefert and Kendra Sue Siefert, and the Court being advised in the premises.

It is therefore ordered that the motion for attorney fees (in Siefert) of John Gadau in the sum of 40%be and is hereby approved and that attorney fees are awarded in the sum of $40,000.00.

It is further ordered that John Gadau, or a law firm in which John Gadau was at the time of advancement a partner, be reimbursed for reasonable and necessary expenses to the prosecution of this cause against the State of Illinois in the sum of six hundred twenty nine dollars and thirty seven cents ($629.37).

ORDER ON MOTION FOR ATTORNEY FEES

PATCHETT, J. Now on this 14 day of November 1989, the same being one of the regular judicial days of the Illinois Court of Claims, this cause coming on to be heard on the verified motion for attorney fees (in Beavers) of John Gadau, for this Court’s approval of a fee of 40%,said motion supported by affidavit in consent to attorney fees in addition to statutory amount ‘by the Claimant, Beverly Beavers Hegg, and said Claimant’s waiver of notice on hearing, and the Court being advised in the premises.

It is therefore ordered that the motion for attorney fees (in Beavers) of John Gadau in the sum of 40%be and [*19] is hereby approved and that attorney fees are awarded in the sum of $5,000.00.

Official volume 42 (Containing cases in which opinions were filed and orders of dismissal entered, without opinion for: Fiscal Year 1990 – July 1, 1989–June 30, 1990)  ·  All opinions in this volume  ·  Also on CourtListener

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